Trading Compliance Monitoring
and Management
Trading organizations on the whole have long been dealing
with both federal and market exchange rules and regulations.
In the wake of recent high profile suspicious and/or illegal
trading activities, the energy markets are both being
watched and required to watch their business transactions
far closer than ever before.
There is however, a proverbial silver lining to this rather
dark cloud to be found in this increased attention to
detail. The same information infrastructure being employed
to seek out or uncover unscrupulous trading behavior is
also shedding light and visibility on new opportunities
and previously unknown business insight.
PolyVista® is delivering proven technologies and discovery
techniques to Energy Marketers world wide. The PolyVista
application provides a robust trading compliance monitoring
capability that in many ways acts almost like an insurance
policy against any undesired trading activities. Solutions
in this category include:
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Monitoring
and Detection: PolyVista® provides on-going
monitoring and detection of known illegal, undesirable,
or unauthorized trade patterns. These searches can
be made on a scheduled frequency to identify and
expose these potential liabilities. Early warning
of these undesirable events allows for the timely
investigation, containment and notification to all
relevant parties. Regulatory agencies are more likely
supportive of organizations taking proactive measures
to enforce both internal and external policies and
procedures. |
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Automated
Suspicious Trading Identification: Beyond the
ability to identify known (predefined) unauthorized
trading practices, PolyVista® Discovery techniques
automate the detection of "suspicious" trade activities
as well. Sifting through thousands of trades involving
combinational search methods, they can locate and
rank suspect activity across multiple dimensions
such as trader, time, products, locations, deal
types, etc. In that this process generates a list
of suspicious candidates, PolyVista® also provides
the seamless means to interactively investigate
these anomalies. By flagging known problem trades
as well as automating the search for the unknown
suspect trade, we uniquely deliver a total compliance
solution. |
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New
Business Insights: The information scanned by
PolyVista are extended to provide broader visibility
and insight into commercial trade operations. The
same techniques used to search for compliance related
patterns or anomalies are directed to also find
interesting and useful relationships between traders,
deal types, counterparties and locations that are
unusually profitable or don't necessarily work.
Whether supporting pre-trade analysis or post trade
P&L positions, PolyVista can serve your broad analysis
requirements. |
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